• Stein Whittington Deniel Investment Advisors is an SEC registered fee-based Investment Advisor specializing in managing clients’ assets with an emphasis in Covered Call Writing.

• We take pride in our tradition of serving clients with personal attention and service.

• Our firm’s primary emphasis on Relationship Management helps us to truly understand the needs of our clients and structure investment strategies to meet those needs.

• The financial professionals at Stein Whittington Deniel initially meet with potential clients to discuss their financial situation, goals, objectives, and risk tolerance. With this knowledge we design a portfolio to fit the client’s investment objectives. This discussion is then documented in a client’s Personal Investment Policy Statement where the asset allocation and the investment strategy selected are outlined.

• We then invest the client’s funds and carefully monitor the progress of the portfolio.

• We are available to our clients at any time to discuss the progress of the account, meet with the clients’ tax advisors at year-end and to review changes in the client’s investment objectives as they occur.

• The Hallmark of our firm is to invest in stocks and Exchange Traded Funds (ETF), combined with an investment strategy called Covered Call Writing. We write ‘at-the-money’, ‘short-term’, ‘covered calls’ for every stock and ETF owned in the equity portion of the portfolio. This generates current income on a regular basis and provides limited protection against market downturns. The use of the Covered Call strategy is optional at the discretion of each client.

Stein Whittington Deniel Investment Advisors | 73-255 El Paseo Drive, Suite 14 | Palm Desert | California | 92260 | Phone: 760.776-1488 | Fax: 760.776-5778 | email: info@steinwhittingtondeniel.com